SEC Committee to Discuss Exempt Offerings, Investors on Sept 21

The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m. ET at the SEC Headquarters in Washington, D.C. The meeting will also be webcast on the SEC website.

The committee will host two panels to discuss:

• Exempt Offerings under Regulation D Rule 506

• Accredited Investors

The committee will also discuss potential recommendations on Human Capital Management Disclosure and Open-End Fund Liquidity Risk Management Programs and Swing Pricing.